SEC Form 4 · accession 0001209191-15-024072
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
PC Nelson Griggs
Officer — Executive Vice President
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2 | Mar 5, 2015 | S | 2,698 | $50.67 | D | 20,991 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.67 to $50.68, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- F2Represents (i) 5,000 units of vested restricted stock and (ii) 15,991 shares underlying performance share units, of which 7,209 are vested.