SEC Form 4 · accession 0001209191-15-017746
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Hassen
Officer — Senior Vice President
Period of report
Feb 22, 2015
Accepted (ET)
Feb 24, 2015 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2 | Feb 22, 2015 | F | 25,143 | $50.79 | D | 43,471 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
- F2Represents (i) 26,632 vested shares or units of restricted stock, (ii) 16,595 shares underlying performance share units, of which 9,507 shares are vested and (iii) 244 shares purchased under the Employee Stock Puchase Plan.