SEC Form 4 · accession 0001209191-15-017735
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
PC Nelson Griggs
Officer — Executive Vice President
Period of report
Feb 22, 2015
Accepted (ET)
Feb 24, 2015 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2 | Feb 22, 2015 | F | 13,407 | $50.79 | D | 31,189 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.
- F2Represents (i) 15,198 units of vested restricted stock and (ii) 15,991 shares underlying performance share units, of which 7,209 are vested.