SEC Form 4 · accession 0001209191-15-017158

NASDAQ, INC. · NDAQ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Feb 19, 2015

Accepted (ET)

Feb 23, 2015 · 4:10 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001120193

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, par value $0.01 per share	Feb 19, 2015	M	13,500	$45.38	A	78,041	D
Common Stock, par value $0.01 per share^F2	Feb 19, 2015	S	13,500	$50.38	D	64,541	D
Common Stock, par value $0.01 per share	Feb 20, 2015	M	9,064	$45.38	A	73,605	D
Common Stock, par value $0.01 per share^F3	Feb 20, 2015	S	9,064	$50.38	D	64,541	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4	$45.38	Feb 19, 2015	M	13,500	D	—	Dec 12, 2017	Common Stock	13,500	9,064	D
Employee Stock Option (Right to Buy)^F4	$45.38	Feb 20, 2015	M	9,064	D	—	Dec 12, 2017	Common Stock	9,064	0	D

F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan.
F2The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.38 to $50.39, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
F3Represents (i) 3,061 vested shares of restricted stock, (ii) 53,614 vested shares underlying performance share units, and (iii) 7,866 shares purchased under the Employee Stock Purchase Plan.
F4Options exercisable.