SEC Form 5 · accession 0001209191-15-011980
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Splinter
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 11, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Oct 27, 2014 | G | 683 | $0.00 | D | 44,578 | D | |
| Common Stock, par value $0.01 per shareF1 | Dec 12, 2014 | G | 10,680 | $0.00 | D | 33,898 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares or units of restricted stock granted pursuant to The NASDAQ OMX Group, Inc. Equity Incentive Plan, of which 28,612 are vested.