SEC Form 4 · accession 0001193125-26-335033
NASDAQ, INC. · NDAQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan Everard Smith
Officer — EVP, CPO
Period of report
Aug 3, 2026
Accepted (ET)
Aug 5, 2026 · 4:05 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001120193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2 | Aug 3, 2026 | S | 1,556 | $95.07 | D | 67,647 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on March 12, 2026.
- F2Represents (i) 22,563 shares or units of restricted stock, of which 1,465 are vested, (ii) 40,202 shares of Common Stock underlying PSUs, 32,176 of which are vested, and (iii) 4,882 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.