SEC Form 4 · accession 0001209191-16-114004
HYDROGENICS CORP · HYGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
COMMSCOPE INC
10% Owner
Inc. of North Carolina CommScope
10% Owner
CommScope Holding Company, Inc.
10% Owner
Period of report
Apr 8, 2016
Accepted (ET)
Apr 12, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001119985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par valueF1,F2 | Apr 8, 2016 | S | 2,780 | $8.3583 | D | 1,276,778 | D | |
| Common Stock, no par valueF3,F2 | Apr 11, 2016 | S | 6,320 | $8.709 | D | 1,270,458 | D | |
| Common Stock, no par valueF4,F2 | Apr 12, 2016 | S | 7,730 | $9.2257 | D | 1,262,728 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $8.24 to $8.44. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
- F2The amount listed reflects the beneficial ownership of the issuer's securities owned by CommScope, Inc. of North Carolina ("CommScope NC"), all of which may be deemed attributable to CommScope Holding Company, Inc. and CommScope, Inc. because CommScope NC is a wholly-owned subsidiary of CommScope, Inc., which is itself a wholly-owned subsidiary of CommScope Holding Company, Inc.
- F3The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $8.52 to $8.83. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
- F4The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $8.89 to $9.58. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.