SEC Form 4 · accession 0001065949-15-000310
30DC, INC. · TDCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore A Greenberg
Officer — Chief Financial Officer & Secy · Director
Period of report
Dec 22, 2015
Accepted (ET)
Dec 24, 2015 · 12:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118974
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 22, 2015 | A | 500,000 | — | A | 2,180,770 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $0.08 | holding | — | — | — | — | Oct 11, 2022 | Common Stock | 1,500,000 | 1,500,000 | D |
Explanation of responses
- F1These shares were issued to the Reporting Person pursuant to an Employment Agreement between the Reporting Person and the Company.
- F2Stock Option vesting terms are three years, 1/3 the January 1st after the grant, 1/3 the following January 1st and 1/3 the following January 1st.