SEC Form 4 · accession 0001209191-15-041242
MODEL N, INC. · MODN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S. Henricks
Director
Period of report
May 7, 2015
Accepted (ET)
May 11, 2015 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2015 | A | 12,244 | $0.00 | A | 12,244 | D | |
| Common StockF2 | May 7, 2015 | A | 2,721 | $0.00 | A | 14,965 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Issuable upon the vesting of Restricted Stock Units ("RSUs"). One-third (1/3) of the shares subject to this restricted stock unit grant will vest on each of May 15, 2016, May 15, 2017 and May 15, 2018, subject to the Reporting Person's continuing service on the Board of Directors through the applicable vesting dates.
- F2Issuable upon the vesting of RSUs. 25% of the shares subject to this RSU grant will vest quarterly on each of August 15, 2015, November 15, 2015, February 15, 2016, and May 15, 2016, provided that the Reporting Person continues to serve on the Board of Directors through the applicable vesting dates.