SEC Form 4 · accession 0000899243-16-013931
MODEL N, INC. · MODN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Leslie
Director
Period of report
Feb 19, 2016
Accepted (ET)
Feb 22, 2016 · 1:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2016 | A | 14,299 | $0.00 | A | 47,911 | D | |
| Common Stock | holding | — | — | — | 42,591 | I | By Leslie Enterprises, LP | |
| Common Stock | holding | — | — | — | 138,401 | I | By the Leslie Family Trust U/A 2/7/96 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Issuable upon the vesting of Restricted Stock Units ("RSUs"). 25% of the shares subject to this RSU grant will vest quarterly on each of May 15, 2016, August 15, 2016, November 15, 2016 and February 15, 2017, provided that the Reporting Person continues to serve on the Board of Directors through the applicable vesting dates.