SEC Form 4 · accession 0001437749-18-021279
MBT FINANCIAL CORP · MBTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Daly
Director
Period of report
Nov 15, 2018
Accepted (ET)
Nov 26, 2018 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2018 | P | 701 | $11.1176 | A | 207,874 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock UnitsF2,F3 | $0.00 | Nov 15, 2018 | A | 866 | A | — | — | Common Stock | 866 | 98,022 | D |
Explanation of responses
- F1Shares acquired under the MBT Financial Corp. dividend reinvestment plan.
- F2Shares of common stock will be delivered to the director on the earlier of December 31, 2026 or 60 days following termination of service, death, or disability.
- F3The common stock units do not have an expiration date.