SEC Form 4 · accession 0001437749-18-001665
MBT FINANCIAL CORP · MBTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Douglas Chaffin
Officer — President & CEO · Director
Period of report
Feb 2, 2018
Accepted (ET)
Feb 5, 2018 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2018 | M | 11,838 | $2.35 | A | 178,399 | D | |
| Common Stock | Feb 2, 2018 | D | 3,386 | $11.15 | D | 175,013 | D | |
| Common Stock | Feb 2, 2018 | M | 8,408 | $4.90 | A | 183,421 | D | |
| Common Stock | Feb 2, 2018 | D | 2,405 | $11.15 | D | 181,016 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right (stock only) | $2.35 | Feb 2, 2018 | M | 15,000 | D | Dec 31, 2015 | Jan 2, 2023 | Common Stock | 11,838 | 0 | D |
| Stock Appreciation Right (stock only) | $4.90 | Feb 2, 2018 | M | 15,000 | D | Dec 31, 2016 | Mar 7, 2024 | Common Stock | 8,408 | 0 | D |