SEC Form 4 · accession 0001437749-17-020229
MBT FINANCIAL CORP · MBTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter H Carlton
Director
Period of report
Dec 6, 2017
Accepted (ET)
Dec 6, 2017 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2017 | M | 2,872 | $3.03 | A | 201,872 | D | |
| Common Stock | Dec 6, 2017 | M | 3,434 | $1.52 | A | 205,306 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (stock only) | $3.03 | Dec 6, 2017 | M | 4,000 | D | Dec 31, 2009 | Jan 2, 2019 | Common Stock | 2,872 | 0 | D |
| Stock Appreciation Rights (stock only) | $1.52 | Dec 6, 2017 | M | 4,000 | D | Dec 31, 2010 | Jan 4, 2020 | Common Stock | 3,434 | 0 | D |