SEC Form 4 · accession 0001437749-17-006416
MBT FINANCIAL CORP · MBTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald M Lieto
Officer — Executive Vice President
Period of report
Apr 10, 2017
Accepted (ET)
Apr 11, 2017 · 2:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 10, 2017 | M | 2,869 | $4.90 | A | 65,302 | D | |
| Common Stock | Apr 10, 2017 | M | 2,416 | $5.79 | A | 67,718 | D | |
| Common Stock | Apr 10, 2017 | M | 469 | $8.26 | A | 68,187 | D | |
| Common Stock | Apr 10, 2017 | D | 1,820 | $11.50 | D | 66,367 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (stock only) | $4.90 | Apr 10, 2017 | M | 5,000 | D | Dec 31, 2016 | Mar 7, 2024 | Common Stock | 2,869 | 0 | D |
| Stock Appreciation Rights (stock only) | $5.79 | Apr 10, 2017 | M | 4,866 | D | Dec 31, 2016 | May 28, 2025 | Common Stock | 2,416 | 0 | D |
| Stock Appreciation Rights (stock only) | $8.26 | Apr 10, 2017 | M | 1,666 | D | Dec 31, 2016 | Feb 25, 2026 | Common Stock | 469 | 0 | D |