SEC Form 4 · accession 0001437749-17-002122
MBT FINANCIAL CORP · MBTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Douglas Chaffin
Officer — President & CEO · Director
Period of report
Feb 9, 2017
Accepted (ET)
Feb 10, 2017 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2017 | M | 4,003 | $8.53 | A | 148,556 | D | |
| Common Stock | Feb 9, 2017 | M | 12,586 | $1.85 | A | 161,142 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (stock only) | $8.53 | Feb 9, 2017 | M | 15,500 | D | Dec 31, 2010 | Jun 4, 2018 | Common Stock | 4,003 | 0 | D |
| Stock Appreciation Rights (stock only) | $1.85 | Feb 9, 2017 | M | 15,000 | D | Dec 31, 2014 | Feb 23, 2022 | Common Stock | 12,586 | 0 | D |