SEC Form 4 · accession 0001437749-17-001895
MBT FINANCIAL CORP · MBTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald M Lieto
Officer — Executive Vice President
Period of report
Feb 7, 2017
Accepted (ET)
Feb 8, 2017 · 9:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2017 | M | 4,199 | $1.85 | A | 60,664 | D | |
| Common Stock | Feb 7, 2017 | D | 1,290 | $11.55 | D | 59,374 | D | |
| Common Stock | Feb 7, 2017 | M | 3,982 | $2.35 | A | 63,356 | D | |
| Common Stock | Feb 7, 2017 | D | 1,223 | $11.55 | D | 62,133 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (stock only) | $1.85 | Feb 7, 2017 | M | 5,000 | D | Dec 31, 2014 | Feb 23, 2022 | Common Stock | 4,199 | 0 | D |
| Stock Appreciation Rights (stock only) | $2.35 | Feb 7, 2017 | M | 5,000 | D | Dec 31, 2015 | Jan 2, 2023 | Common Stock | 3,982 | 0 | D |