SEC Form 4 · accession 0001437749-16-043991
MBT FINANCIAL CORP · MBTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald M Lieto
Officer — Executive Vice President
Period of report
Dec 28, 2016
Accepted (ET)
Dec 30, 2016 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2016 | M | 1,535 | $8.53 | A | 46,393 | D | |
| Common Stock | Dec 28, 2016 | D | 486 | $11.60 | D | 45,907 | D | |
| Common Stock | Dec 28, 2016 | M | 4,285 | $3.03 | A | 50,192 | D | |
| Common Stock | Dec 28, 2016 | D | 1,355 | $11.60 | D | 48,837 | D | |
| Common Stock | Dec 30, 2016 | A | 5,000 | $0.00 | A | 53,837 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (stock only) | $8.53 | Dec 28, 2016 | M | 5,800 | D | Dec 31, 2010 | Jun 4, 2018 | Common Stock | 1,535 | 0 | D |
| Stock Appreciation Rights (stock only) | $3.03 | Dec 28, 2016 | M | 5,800 | D | Dec 31, 2011 | Jan 2, 2019 | Common Stock | 4,285 | 0 | D |