SEC Form 4 · accession 0001437749-16-043392
MBT FINANCIAL CORP · MBTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Daly
Director
Period of report
Aug 18, 2016
Accepted (ET)
Dec 15, 2016 · 10:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2016 | P | 370 | $8.70 | A | 132,492 | D | |
| Common StockF2 | Nov 17, 2016 | P | 327 | $9.90 | A | 132,819 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock UnitsF3,F4 | $0.00 | Nov 17, 2016 | A | 316 | A | — | — | Common Stock | 316 | 76,995 | D |
Explanation of responses
- F1Shares acquired under the MBT Financial Corp. dividend reinvestment plan.
- F2Shares acquired under the MBT Financial Corp. dividend reinvestment plan.
- F3Shares of common stock will be delivered to the director on the earlier of December 31, 2026 or 60 days following termination of service, death, or disability.
- F4The common stock units do not have an expiration date.