SEC Form 4 · accession 0001437749-16-025299
MBT FINANCIAL CORP · MBTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Audrey Mistor
Officer — Executive Vice President
Period of report
Feb 12, 2016
Accepted (ET)
Feb 12, 2016 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2016 | M | 893 | $3.03 | A | 2,293 | D | |
| Common Stock | Feb 12, 2016 | M | 6,024 | $1.85 | A | 8,317 | D | |
| Common Stock | Feb 12, 2016 | M | 2,744 | $2.35 | A | 11,061 | D | |
| Common Stock | Feb 12, 2016 | M | 1,152 | $4.90 | A | 12,213 | D | |
| Common Stock | Feb 12, 2016 | M | 552 | $5.79 | A | 12,765 | D | |
| Common Stock | Feb 12, 2016 | D | 3,658 | $7.49 | D | 9,107 | D | |
| Common Stock | Feb 12, 2016 | P | 1,600 | $7.76 | A | 10,707 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (stock only) | $3.03 | Feb 12, 2016 | M | 1,500 | D | Dec 31, 2011 | Jan 2, 2019 | Common Stock | 893 | 0 | D |
| Stock Appreciation Rights (stock only) | $1.85 | Feb 12, 2016 | M | 4,000 | D | Dec 31, 2013 | Jan 27, 2021 | Common Stock | 3,012 | 0 | D |
| Stock Appreciation Rights (stock only) | $1.85 | Feb 12, 2016 | M | 4,000 | D | Dec 31, 2014 | Feb 23, 2022 | Common Stock | 3,012 | 0 | D |
| Stock Appreciation Rights (stock only) | $2.35 | Feb 12, 2016 | M | 4,000 | D | Dec 31, 2015 | Jan 2, 2023 | Common Stock | 2,744 | 0 | D |
| Stock Appreciation Rights (stock only) | $4.90 | Feb 12, 2016 | M | 3,332 | D | Dec 31, 2015 | Mar 7, 2024 | Common Stock | 1,152 | 1,668 | D |
| Stock Appreciation Rights (stock only) | $5.79 | Feb 12, 2016 | M | 2,433 | D | Dec 31, 2015 | Jan 21, 2025 | Common Stock | 552 | 4,867 | D |