SEC Form 4 · accession 0001437749-16-024941
MBT FINANCIAL CORP · MBTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Daly
Director
Period of report
Feb 8, 2016
Accepted (ET)
Feb 8, 2016 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2016 | M | 4,479 | $2.35 | A | 124,294 | D | |
| Common Stock | Feb 8, 2016 | M | 3,232 | $1.52 | A | 127,526 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (stock only) | $2.35 | Feb 8, 2016 | M | 6,369 | D | Dec 31, 2013 | Jan 2, 2023 | Common Stock | 4,479 | 0 | D |
| Stock Appreciation Rights (stock only) | $1.52 | Feb 8, 2016 | M | 4,000 | D | Dec 31, 2010 | Jan 4, 2020 | Common Stock | 3,232 | 0 | D |