SEC Form 4 · accession 0001437749-16-024930
MBT FINANCIAL CORP · MBTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Douglas Chaffin
Officer — President & CEO · Director
Period of report
Feb 4, 2016
Accepted (ET)
Feb 8, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2016 | M | 9,651 | $3.03 | A | 126,169 | D | |
| Common Stock | Feb 4, 2016 | M | 11,544 | $1.85 | A | 137,713 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (stock only) | $3.03 | Feb 4, 2013 | M | 15,500 | D | Dec 31, 2011 | Jan 2, 2019 | Common Stock | 9,651 | 0 | D |
| Stock Appreciation Rights (stock only) | $1.85 | Feb 4, 2013 | M | 15,000 | D | Dec 31, 2013 | Jan 27, 2021 | Common Stock | 11,544 | 0 | D |