SEC Form 4 · accession 0001437749-16-024863
MBT FINANCIAL CORP · MBTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott E McKelvey
Officer — Executive Vice President
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2016 | M | 3,616 | $3.03 | A | 49,839 | D | |
| Common Stock | Feb 3, 2016 | D | 1,183 | $8.05 | D | 48,656 | D | |
| Common Stock | Feb 3, 2016 | M | 3,850 | $1.85 | A | 52,506 | D | |
| Common Stock | Feb 3, 2016 | D | 1,183 | $8.05 | D | 51,323 | D | |
| Common Stock | Feb 3, 2016 | M | 3,850 | $1.85 | A | 55,173 | D | |
| Common Stock | Feb 3, 2016 | D | 1,183 | $8.05 | D | 53,990 | D | |
| Common Stock | Feb 3, 2016 | M | 3,540 | $2.35 | A | 57,530 | D | |
| Common Stock | Feb 3, 2016 | D | 1,119 | $8.05 | D | 56,411 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (stock only) | $3.03 | Feb 3, 2016 | M | 5,800 | D | Dec 31, 2011 | Jan 2, 2019 | Common Stock | 3,616 | 0 | D |
| Stock Appreciation Rights (stock only) | $1.85 | Feb 3, 2016 | M | 5,000 | D | Dec 31, 2013 | Jan 27, 2021 | Common Stock | 3,850 | 0 | D |
| Stock Appreciation Rights (stock only) | $1.85 | Feb 3, 2016 | M | 5,000 | D | Dec 31, 2014 | Feb 23, 2022 | Common Stock | 3,850 | 0 | D |
| Stock Appreciation Rights (stock only) | $2.35 | Feb 3, 2016 | M | 5,000 | D | Dec 31, 2015 | Jan 2, 2023 | Common Stock | 3,540 | 0 | D |