SEC Form 4 · accession 0001437749-15-015263
MBT FINANCIAL CORP · MBTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott E McKelvey
Officer — Executive VP
Period of report
Aug 7, 2015
Accepted (ET)
Aug 7, 2015 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2015 | M | 1,332 | $2.35 | A | 2,696 | I | Spouse's holdings |
| Common Stock | Aug 7, 2015 | D | 821 | $6.00 | D | 1,875 | I | Spouse's holdings |
| Common Stock | Aug 7, 2015 | M | 666 | $4.90 | A | 2,541 | I | Spouse's holdings |
| Common Stock | Aug 7, 2015 | D | 590 | $6.00 | D | 1,951 | I | Spouse's holdings |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (stock only)F1 | $2.35 | Aug 7, 2015 | M | 1,332 | D | — | Jan 2, 2023 | Common Stock | 1,332 | 0 | I |
| Stock Appreciation Rights (stock only) | $4.90 | Aug 7, 2015 | M | 666 | D | Dec 31, 2014 | Mar 7, 2024 | Common Stock | 666 | 0 | I |
Explanation of responses
- F1666 rights became exercisable on December 31, 2013 666 rights became exercisable on December 31, 2014