SEC Form 4 · accession 0001209191-15-009770
MBT FINANCIAL CORP · MBTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter H Carlton
Director
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | P | 100 | $5.15 | A | 183,347 | D | |
| Common Stock | Feb 3, 2015 | P | 1,000 | $5.16 | A | 184,347 | D | |
| Common Stock | Feb 4, 2015 | P | 300 | $5.19 | A | 184,647 | D | |
| Common Stock | Feb 4, 2015 | P | 300 | $5.20 | A | 184,947 | D | |
| Common Stock | Feb 4, 2015 | P | 100 | $5.205 | A | 185,047 | D | |
| Common Stock | Feb 4, 2015 | P | 1,368 | $5.215 | A | 186,415 | D | |
| Common Stock | Feb 4, 2015 | P | 2,532 | $5.22 | A | 188,947 | D | |
| Common Stock | Feb 4, 2015 | P | 11,053 | $5.35 | A | 200,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Only Stock Appreciation Rights | $3.03 | holding | — | — | — | Dec 31, 2009 | Jan 2, 2019 | Common Stock | 4,000 | 4,000 | D |
| Stock Only Stock Appreciation Rights | $1.52 | holding | — | — | — | Dec 31, 2010 | Jan 4, 2020 | Common Stock | 4,000 | 4,000 | D |