SEC Form 4 · accession 0000914190-16-000676
SAJAN INC · SAJA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ben F Allen
Director
Period of report
Jun 10, 2016
Accepted (ET)
Jun 13, 2016 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001118037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 16,562 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.50 | Jun 10, 2016 | A | 2,500 | A | — | Jun 10, 2026 | Common Stock | 2,500 | 2,500 | D |
| Stock Option (Right to Buy)F1 | $5.20 | holding | — | — | — | — | Apr 4, 2021 | Common Stock | 1,250 | 1,250 | D |
| Stock Option (Right to Buy)F1 | $5.20 | holding | — | — | — | — | Jun 8, 2021 | Common Stock | 1,250 | 1,250 | D |
| Stock Option (Right to Buy)F1 | $3.80 | holding | — | — | — | — | Jun 6, 2022 | Common Stock | 1,250 | 1,250 | D |
| Stock Option (Right to Buy)F1 | $3.20 | holding | — | — | — | — | Jun 13, 2023 | Common Stock | 1,250 | 1,250 | D |
| Stock Option (Right to Buy)F1 | $5.40 | holding | — | — | — | — | Jun 13, 2024 | Common Stock | 2,500 | 2,500 | D |
| Stock Option (Right to Buy)F1 | $5.81 | holding | — | — | — | — | Jun 12, 2025 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1Fully exercisable.
- F2The shares vest in 11 equal monthly installments.