SEC Form 4 · accession 0001225208-16-039263
CAFEPRESS INC. · PRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maheesh Jain
Officer — Chief Marketing Officer · 10% Owner
Period of report
Sep 12, 2016
Accepted (ET)
Sep 13, 2016 · 2:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001117733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2016 | P | 306 | $3.00 | A | 33,906 | D | |
| Common Stock | holding | — | — | — | 1,900,834 | I | Jain Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F2 | $4.30 | holding | — | — | — | — | May 15, 2022 | Common Stock | 54,500 | 54,500 | D |
| Stock Option (Right to buy)F3 | $5.58 | holding | — | — | — | — | Aug 3, 2019 | Common Stock | 93,311 | 93,311 | D |
| Stock Option (Right to buy)F4 | $5.07 | holding | — | — | — | — | Aug 3, 2021 | Common Stock | 79,717 | 79,717 | D |
Explanation of responses
- F1The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2These stock options will vest over a four year period in equal monthly installments beginning on May 15, 2015
- F314,419 shares vest ratably on a monthly basis in beginning on August 4, 2014; 19,723 shares vest ratably on a monthly basis in each of 2015, 2016 and 2017; and 19,723 shares vest ratably on a monthly basis in 2018 through August 3, 2018.
- F4No shares vest in 2014; 23,534 shares vest ratably on a monthly basis in each of 2015, 2016 and 2017; and 9,115 shares vest ratably on a monthly basis in 2018 through August 3, 2018.