SEC Form 4 · accession 0001225208-17-002373
QUINSTREET, INC · QNST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew T Sheehan
Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 8:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001117297
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Feb 1, 2017 | A | 15,000 | $0.00 | A | 15,000 | D | |
| CommonF2 | holding | — | — | — | 340,688 | I | By Ltd Partnership (TVP) | |
| CommonF3 | holding | — | — | — | 200 | I | By Trust (Trustees) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F4 | $3.40 | Feb 1, 2017 | A | 50,000 | A | — | Jan 31, 2024 | Common | 50,000 | 50,000 | D |
Explanation of responses
- F1Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit ("RSU") award. The vesting commencement date of the RSU award is February 1, 2017 and it vests daily over a period of four years.
- F2Shares held by a limited partnership of which the reporting person is the managing director of its general partner. The reporting person disclaims beneficial ownership of these shares except as to the reporting person's pecuniary interest therein.
- F3Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F4Represents shares of common stock subject to a stock option award. The vesting commencement date of the stock option award is February 1, 2017 and it vests monthly in equal installments over a period of four years.