SEC Form 4 · accession 0001117297-18-000074
QUINSTREET, INC · QNST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory P Sands
Director
Period of report
Oct 30, 2018
Accepted (ET)
Nov 1, 2018 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001117297
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2018 | M | 25,000 | $11.26 | A | 325,907 | D | |
| Common Stock | Oct 30, 2018 | M | 25,000 | $9.24 | A | 350,907 | D | |
| Common Stock | Oct 30, 2018 | M | 5,345 | $8.56 | A | 356,252 | D | |
| Common StockF1 | holding | — | — | — | 6,785 | I | by Managed Account | |
| Common StockF2 | holding | — | — | — | 14,912 | I | by Son | |
| Common StockF3 | holding | — | — | — | 221,011 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4 | $8.56 | Oct 30, 2018 | M | 5,345 | D | — | Nov 10, 2020 | Common Stock | 5,345 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4 | $9.24 | Oct 30, 2018 | M | 25,000 | D | — | Oct 27, 2020 | Common Stock | 25,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4 | $11.26 | Oct 30, 2018 | M | 25,000 | D | — | Nov 2, 2018 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1Shares held by a charitable remainder unitrust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F2Shares held by children of the reporting person. The reporting person disclaims beneficial ownership in these shares.
- F3Shares held by trust of which reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F4The shares of common stock subject to this option are fully vested and exercisable.