SEC Form 4 · accession 0001117297-18-000056
QUINSTREET, INC · QNST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory P Sands
Director
Period of report
Aug 31, 2018
Accepted (ET)
Sep 5, 2018 · 12:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001117297
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2018 | M | 75,860 | $5.58 | A | 293,174 | D | |
| Common StockF2 | holding | — | — | — | 6,785 | I | by Managed Account | |
| Common StockF3 | holding | — | — | — | 14,912 | I | by Son | |
| Common StockF4 | holding | — | — | — | 221,011 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5 | $5.06 | Aug 31, 2018 | M | 8,477 | D | — | Aug 23, 2022 | Common Stock | 8,477 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $5.08 | Aug 31, 2018 | M | 8,271 | D | — | Nov 11, 2022 | Common Stock | 8,271 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $5.38 | Aug 31, 2018 | M | 7,131 | D | — | May 11, 2022 | Common Stock | 7,131 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $5.50 | Aug 31, 2018 | M | 6,891 | D | — | May 13, 2021 | Common Stock | 6,891 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $5.72 | Aug 31, 2018 | M | 8,302 | D | — | Sep 12, 2024 | Common Stock | 8,302 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $5.80 | Aug 31, 2018 | M | 25,000 | D | — | Oct 25, 2022 | Common Stock | 25,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $5.90 | Aug 31, 2018 | M | 6,449 | D | — | Feb 10, 2022 | Common Stock | 6,449 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $5.96 | Aug 31, 2018 | M | 5,339 | D | — | Feb 20, 2020 | Common Stock | 5,339 | 0 | D |
Explanation of responses
- F1These shares were exercised at prices between $5.06 to $5.96. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares exercised at each price.
- F2Shares held by a charitable remainder unitrust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F3Shares held by children of the reporting person. The reporting person disclaims beneficial ownership in these shares.
- F4Shares held by trust of which reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F5The shares of common stock subject to this option are fully vested and exercisable.