SEC Form 4 · accession 0001117297-18-000031
QUINSTREET, INC · QNST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Wong
Officer — CFO
Period of report
Jul 2, 2018
Accepted (ET)
Jul 3, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001117297
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 2, 2018 | M | 22,802 | $11.67 | A | 246,748 | D | |
| Common StockF1,F2 | Jul 2, 2018 | S | 22,802 | $12.5993 | D | 223,946 | D | |
| Common Stock | Jul 2, 2018 | M | 2,198 | $11.67 | A | 226,144 | D | |
| Common StockF1,F2 | Jul 2, 2018 | S | 2,198 | $12.5993 | D | 223,946 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F3 | $11.67 | Jul 2, 2018 | M | 22,802 | D | — | Aug 3, 2018 | Common Stock | 22,802 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $11.67 | Jul 2, 2018 | M | 2,198 | D | — | Aug 3, 2018 | Common Stock | 2,198 | 0 | D |
Explanation of responses
- F1These shares were exercised pursuant to Mr. Wong's 10b5-1 Plan established on December 13, 2017.
- F2The shares were sold at prices between $12.55 and $12.63. The reporting person will provide upon request to the SEC, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each price.
- F3The ISO and NQ option grants sharing the grant date of August 4, 2011 are combined, and the shares of common stock subject to the options vested and became exercisable at a rate of 25% of the shares underlying the options on the first anniversary of the vesting commencement date, August 4, 2011 and the remainder of the shares underlying the options vested in equal monthly installments over 36 months thereafter.