SEC Form 4 · accession 0001117297-18-000017
QUINSTREET, INC · QNST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory P Sands
Director
Period of report
Apr 26, 2018
Accepted (ET)
Apr 30, 2018 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001117297
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 26, 2018 | M | 139,643 | $3.52 | A | 217,314 | D | |
| Common StockF2 | holding | — | — | — | 6,785 | I | by Managed Account | |
| Common StockF3 | holding | — | — | — | 14,912 | I | by Son | |
| Common StockF4 | holding | — | — | — | 224,761 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5 | $2.70 | Apr 26, 2018 | M | 18,979 | D | — | Nov 13, 2023 | Common Stock | 18,979 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $2.99 | Apr 26, 2018 | M | 15,889 | D | — | Feb 11, 2023 | Common Stock | 15,889 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $3.14 | Apr 26, 2018 | M | 18,028 | D | — | Aug 23, 2023 | Common Stock | 18,028 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $3.16 | Apr 26, 2018 | M | 14,552 | D | — | May 12, 2023 | Common Stock | 14,552 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $3.21 | Apr 26, 2018 | M | 14,139 | D | — | Feb 12, 2024 | Common Stock | 14,139 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $3.67 | Apr 26, 2018 | M | 1,486 | D | — | Jun 1, 2023 | Common Stock | 1,486 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $3.76 | Apr 26, 2018 | M | 11,872 | D | — | May 11, 2024 | Common Stock | 11,872 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $4.31 | Apr 26, 2018 | M | 25,000 | D | — | Oct 28, 2021 | Common Stock | 25,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $4.33 | Apr 26, 2018 | M | 9,826 | D | — | Nov 10, 2021 | Common Stock | 9,826 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $4.55 | Apr 26, 2018 | M | 9,872 | D | — | Sep 16, 2021 | Common Stock | 9,872 | 0 | D |
Explanation of responses
- F1Mr. Sands exercised 139,643 options to purchase common stock at exercise prices between $2.70 to $4.55.
- F2Shares held by a charitable remainder unitrust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F3Shares held by children of the reporting person. The reporting person disclaims beneficial ownership in these shares.
- F4Shares held by trust of which reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F5The shares of common stock subject to this option are fully vested and exercisable.