SEC Form 4 · accession 0001062993-17-002790
CBAK Energy Technology, Inc. · CBAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yunfei Li
Officer — CEO · Director · 10% Owner
Period of report
May 31, 2017
Accepted (ET)
Jun 2, 2017 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001117171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 31, 2017 | P | 746,018 | $1.50 | A | 3,926,018 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 31, 2017, the Reporting Person entered into a securities purchase agreement with the Registrant, pursuant to which, the Reporting Person acquired 764,018 shares of common stock of the Registrant at a purchase price of $1.50 per share.