SEC Form 4 · accession 0001062993-16-008220
CBAK Energy Technology, Inc. · CBAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yunfei Li
Officer — CHIEF EXECUTIVE OFFICER · Director · 10% Owner
Period of report
Mar 4, 2016
Accepted (ET)
Mar 8, 2016 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001117171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2016 | P | 3,000,000 | $2.40 | A | 3,030,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
These shares were sold on the open market in one transaction.