SEC Form 4/A · accession 0001062993-15-003904
CBAK Energy Technology, Inc. · CBAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Martha C. Agee
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 15, 2015 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001117171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2015 | A | 30,000 | $0.00 | A | 30,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amended report is filed solely to correct the vesting schedule for the granted restricted shares, which was inadvertently reported incorrectly. The correct vesting schedule is that the restricted shares vest over a three year period in 12 equal quarterly installments with the first vesting on June 30, 2015. No new transactions are being reported herein.