SEC Form 4 · accession 0001062993-15-003687
CBAK Energy Technology, Inc. · CBAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jianjun He
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001117171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2015 | A | 30,000 | $0.00 | A | 30,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted shares under China BAK Battery, Inc. 2015 Equity Incentive Plan. The restricted shares vest over a one year period in four equal quarterly installments with the first vesting on June 30, 2015.