SEC Form 4 · accession 0001062993-15-003634
CBAK Energy Technology, Inc. · CBAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Xiangqian Li
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jun 26, 2015
Accepted (ET)
Jun 30, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001117171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 26, 2015 | S | 300 | $3.30 | D | 3,760,557 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold on the open market in one transaction.