SEC Form 4 · accession 0001209191-16-114622
NETSUITE INC · N
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan Goldberg
Officer — CTO & Chairman of the Board · Director
Period of report
Apr 15, 2016
Accepted (ET)
Apr 18, 2016 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001117106
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 14, 2016 | G | 175,000 | $0.00 | A | 289,892 | D | |
| Common StockF1 | Apr 14, 2016 | G | 175,000 | $0.00 | D | 1,956,598 | I | See Footnote |
| Common Stock | Apr 15, 2016 | M | 7,507 | $29.32 | A | 297,399 | D | |
| Common Stock | Apr 15, 2016 | M | 12,493 | $46.78 | A | 309,892 | D | |
| Common Stock | Apr 15, 2016 | S | 15,700 | $70.475 | D | 294,192 | D | |
| Common Stock | Apr 15, 2016 | S | 4,300 | $71.0448 | D | 289,892 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $29.32 | Apr 15, 2016 | M | 7,507 | D | — | Mar 7, 2021 | Common Stock | 7,507 | 0 | D |
| Employee Stock Option (right to buy)F4 | $46.78 | Apr 15, 2016 | M | 12,493 | D | — | Mar 3, 2022 | Common Stock | 12,493 | 8,701 | D |
Explanation of responses
- F1Shares held directly by The Evan and Cynthia Goldberg Revocable Trust, of which the Reporting Person is a trustee.
- F2This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2015.
- F3The option vested in 48 monthly installments from March 3, 2011 to March 3, 2015.
- F4The option vested in 48 monthly installments from March 6, 2012 to March 6, 2016.