SEC Form 4 · accession 0001209191-16-109298
NETSUITE INC · N
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan Goldberg
Officer — CTO & Chairman of the Board · Director
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001117106
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2016 | M | 10,000 | $17.25 | A | 63,174 | D | |
| Common Stock | Mar 15, 2016 | M | 4,707 | $17.25 | A | 67,881 | D | |
| Common Stock | Mar 15, 2016 | M | 3,360 | $29.32 | A | 71,241 | D | |
| Common Stock | Mar 15, 2016 | M | 1,933 | $29.32 | A | 73,174 | D | |
| Common StockF2 | Mar 15, 2016 | S | 19,700 | $63.5965 | D | 53,474 | D | |
| Common StockF3 | Mar 15, 2016 | S | 300 | $64.0917 | D | 53,174 | D | |
| Common StockF4 | holding | — | — | — | 2,131,598 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $17.25 | Mar 15, 2016 | M | 14,707 | D | — | Aug 15, 2018 | Common Stock | 14,707 | 0 | D |
| Stock Option (right to buy)F6 | $29.32 | Mar 15, 2016 | M | 5,293 | D | — | Mar 7, 2021 | Common Stock | 5,293 | 7,507 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2015.
- F2Represents the weighted average sale price of the shares sold ranging from $63.04 to $64.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average sale price of the shares sold ranging from $64.055 to $64.11 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4Shares held directly by The Evan and Cynthia Goldberg Revocable Trust, of which the Reporting Person is a trustee.
- F5The option vested in 48 monthly installments from July 1, 2008 to July 1, 2012.
- F6The option vested in 48 monthly installments from March 3, 2011 to March 3, 2015.