SEC Form 4 · accession 0001209191-16-092710
NETSUITE INC · N
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan Goldberg
Officer — CTO & Chairman of the Board · Director
Period of report
Jan 15, 2016
Accepted (ET)
Jan 20, 2016 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001117106
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 15, 2016 | M | 16,250 | $12.40 | A | 2,128,215 | I | See footnote |
| Common StockF2 | Jan 15, 2016 | M | 3,750 | $13.35 | A | 2,131,965 | I | See footnote |
| Common StockF3,F2 | Jan 15, 2016 | S | 8,599 | $71.57 | D | 2,123,366 | I | See footnote |
| Common StockF4,F2 | Jan 15, 2016 | S | 9,001 | $72.47 | D | 2,114,365 | I | See footnote |
| Common StockF5,F2 | Jan 15, 2016 | S | 2,400 | $73.09 | D | 2,111,965 | I | See footnote |
| Common Stock | holding | — | — | — | 88,406 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6 | $12.40 | Jan 15, 2016 | M | 16,250 | D | — | Mar 3, 2020 | Common Stock | 16,250 | 0 | D |
| Employee Stock Option (Right to Buy)F7 | $13.35 | Jan 15, 2016 | M | 3,750 | D | — | Aug 14, 2019 | Common Stock | 3,750 | 3,740 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2015.
- F2Shares held directly by the Evan and Cynthia Goldberg Revocable Trust (the "Trust"). The Reporting Person is a Trustee of the Trust.
- F3The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $70.99 to $71.98, per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $71.99 to $72.96, per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F5The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $72.99 to $73.38, per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F6The stock option vested and became exercisable in forty-eight monthly installments following the vesting commencement date of March 3, 2010.
- F7The stock option vested and became exercisable in forty-eight monthly installments following the vesting commencement date of August 15, 2009.