SEC Form 4 · accession 0001209191-15-087428
NETSUITE INC · N
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Evan Goldberg
Officer — CTO & Chairman of the Board · Director
Period of report
Oct 23, 2015
Accepted (ET)
Dec 30, 2015 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001117106
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 23, 2015 | G | 630 | $0.00 | D | 2,112,659 | I | See footnote |
| Common StockF1,F2 | Nov 5, 2015 | G | 630 | $0.00 | D | 2,112,029 | I | See footnote |
| Common StockF2 | Dec 28, 2015 | M | 10,417 | $5.00 | A | 2,122,446 | I | See footnote |
| Common StockF4,F2 | Dec 28, 2015 | S | 8,317 | $83.98 | D | 2,114,129 | I | See footnote |
| Common StockF5,F2 | Dec 28, 2015 | S | 2,100 | $84.39 | D | 2,112,029 | I | See footnote |
| Common Stock | holding | — | — | — | 88,406 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F6 | $5.00 | Dec 28, 2015 | M | 10,417 | D | — | Dec 30, 2015 | Common Stock | 10,417 | 0 | D |
Explanation of responses
- F1The shares were transferred as a bona fide gift to certain recipients without any consideration paid to the reporting person and the Evan and Cynthia Goldberg Revocable Trust.
- F2Shares held directly by the Evan and Cynthia Goldberg Revocable Trust (the "Trust"). The Reporting Person is a Trustee of the Trust.
- F3The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2015.
- F4The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $83.34 to $84.33, per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F5The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $84.34 to $84.52, per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F6This option vested monthly over eight years beginning on December 30, 2005.