SEC Form 4 · accession 0001209191-19-011480
TTM TECHNOLOGIES INC · TTMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas T Edman
Officer — President and CEO · Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2019 | A | 230,135 | $0.00 | A | 651,269 | D | |
| Common StockF2,F3 | Feb 19, 2019 | F | 104,827 | $11.8535 | D | 546,442 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares released on February 15, 2019 in connection with the vesting of performance-based restricted stock units granted on March 2, 2016.
- F2Represents the sale of shares sold pursuant to a 10b5-1 Sales Plan to pay the tax liability incident to the vesting of Performance RSUs.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.74 to $12.08, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.