SEC Form 4 · accession 0001209191-17-018030
TTM TECHNOLOGIES INC · TTMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas T Edman
Officer — President and CEO · Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | A | 33,407 | $0.00 | A | 258,717 | D | |
| Common StockF2 | Mar 1, 2017 | A | 121,392 | $0.00 | A | 380,109 | D | |
| Common StockF3,F4 | Mar 3, 2017 | F | 8,550 | $15.8238 | D | 371,559 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the grant of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units will vest one-third on the first, second and third anniversaries of the date of grant and the stock underlying the restricted units will be delivered on or within 30 days of March 1 of each year.
- F2Reflects shares vested on March 1, 2017 in connection with performance-based restricted stock units granted on February 19, 2014.
- F3Represents the sale of shares sold pursuant to a 10b5-1 Sales Plan to pay the tax liability incident to the vesting of RSUs.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.7350 to $15.99, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.