SEC Form 4 · accession 0001209191-17-005685
TTM TECHNOLOGIES INC · TTMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas L Soder
Officer — See Remarks
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 1:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 24, 2017 | M | 3,333 | $10.97 | A | 91,749 | D | |
| Common StockF1 | Jan 24, 2017 | M | 3,333 | $11.35 | A | 95,082 | D | |
| Common StockF2 | Jan 24, 2017 | S | 6,666 | $15.00 | D | 88,416 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $10.97 | Jan 24, 2017 | M | 3,333 | D | — | Aug 5, 2019 | Common Stock | 3,333 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $11.35 | Jan 24, 2017 | M | 3,333 | D | — | Nov 5, 2019 | Common Stock | 3,333 | 0 | D |
Explanation of responses
- F1The options were exercised pursuant to a 10b5-1 Plan.
- F2The shares were sold pursuant to a 10b5-1 Sales Plan.
- F3One-third of the options vested and became exercisable on the first, second and third anniversaries of the date of grant, beginning on August 5, 2010.
- F4One-third of the options vest and become exercisable on the first, second, and third anniversaries of the date of grant, beginning on November 5, 2010.
Remarks
Executive Vice President and President of the Communications and Computing Business Unit.