SEC Form 4 · accession 0001209191-16-146959
TTM TECHNOLOGIES INC · TTMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenton K Alder
Director
Period of report
Oct 24, 2016
Accepted (ET)
Oct 26, 2016 · 2:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 24, 2016 | M | 29,209 | $11.71 | A | 64,476 | D | |
| Common StockF2 | Oct 24, 2016 | S | 29,209 | $11.91 | D | 35,267 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $11.71 | Oct 24, 2016 | M | 29,209 | D | — | Nov 1, 2016 | Common Stock | 29,209 | 0 | D |
Explanation of responses
- F1The options were exercised pursuant to a 10b5-1 Plan.
- F2The shares were sold pursuant to a 10b5-1 Sales Plan.
- F3One-fourth of the options vested and became exercisable on the first, second, third and fourth anniversaries of the date of grant, beginning on November 1, 2007.