SEC Form 4 · accession 0001209191-16-146574
TTM TECHNOLOGIES INC · TTMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Spicer England
Director
Period of report
Oct 20, 2016
Accepted (ET)
Oct 21, 2016 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 20, 2016 | A | 5,271 | $0.00 | A | 5,271 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $11.83 | Oct 20, 2016 | A | 20,000 | A | Oct 20, 2017 | Oct 20, 2026 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Reflects the grant of restricted stock units. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The shares underlying the restricted stock units will vest on the first anniversary of the date of grant. The stock underlying the restricted units will be delivered upon the reporting person's retirement from the Board of Directors.
- F2One-fourth of the options vest and become exercisable on each anniversary of the date of grant beginning on October 20, 2017.