SEC Form 4 · accession 0001209191-16-145547

TTM TECHNOLOGIES INC · TTMI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Oct 10, 2016

Accepted (ET)

Oct 11, 2016 · 4:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001116942

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Oct 10, 2016	M	50,000	$11.10	A	85,267	D
Common Stock^F1	Oct 10, 2016	M	12,500	$10.97	A	97,767	D
Common Stock^F1	Oct 10, 2016	M	12,500	$11.35	A	110,267	D
Common Stock^F2	Oct 10, 2016	S	75,000	$12.00	D	35,267	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Employee Stock Option (Right to Buy)^F3	$11.10	Oct 10, 2016	M	50,000	D	—	Feb 13, 2018	Common Stock	50,000	D
Employee Stock Option (Right to Buy)^F4	$10.97	Oct 10, 2016	M	12,500	D	—	Aug 5, 2019	Common Stock	12,500	D
Employee Stock Option (Right to Buy)^F5	$11.35	Oct 10, 2016	M	12,500	D	—	Nov 5, 2019	Common Stock	12,500	D

F1The options were exercised pursuant to a 10b5-1 Plan.
F2The shares were sold pursuant to a 10b5-1 Sales Plan.
F3One-third of the options vested and became exercisable on the first, second, and third anniversaries of the date of grant, beginning on February 13, 2009.
F4One-third of the options vested and became exercisable on the first, second, and third anniversaries of the date of grant, beginning on August 5, 2010.
F5One-third of the options vested and became exercisable on the first, second, and third anniversaries of the date of grant, beginning on November 5, 2010.