SEC Form 4 · accession 0001209191-16-134582

TTM TECHNOLOGIES INC · TTMI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 19, 2016

Accepted (ET)

Aug 1, 2016 · 3:41 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001116942

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jul 19, 2006	G	89,562	$0.00	D	35,267	D
Common Stock^F2	Jul 28, 2016	M	4,323	$5.78	A	39,590	D
Common Stock^F3	Jul 28, 2016	S	4,323	$9.50	D	35,267	D
Common Stock^F2	Jul 29, 2016	M	12,500	$7.85	A	47,767	D
Common Stock^F3	Jul 29, 2016	S	12,500	$10.00	D	35,267	D
Common Stock^F1	Jul 19, 2016	G	89,562	$0.00	A	294,116	I	By Kenton K. Alder Family Living Trust
Common Stock^F3	Jul 29, 2016	S	20,000	$10.00	D	274,116	I	By Kenton K. Alder Family Living Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4	$5.78	Jul 28, 2016	M	4,323	D	—	Feb 12, 2019	Common Stock	4,323	0	D
Employee Stock Option (Right to Buy)^F5	$7.85	Jul 29, 2016	M	12,500	D	—	May 7, 2019	Common Stock	12,500	0	D

F1Represents the transfer of shares to the Kenton K. Alder Family Living Trust.
F2The options were exercised pursuant to a 10b5-1 Plan.
F3The shares were sold pursuant to a 10b5-1 Sales Plan.
F4One-third of the options vested and became exercisable on the first, second, and third anniversaries of the date of grant, beginning on February 12, 2010.
F5One-third of the options vested and became exercisable on the first, second and third anniversaries of the date of grant, beginning on May 7, 2010.