SEC Form 4 · accession 0001209191-16-095937
TTM TECHNOLOGIES INC · TTMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenton K Alder
Director
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 2:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2016 | A | 112,612 | $0.00 | A | 158,261 | D | |
| Common StockF2,F3 | Feb 4, 2016 | S | 39,900 | $5.2678 | D | 118,361 | D | |
| Common Stock | holding | — | — | — | 204,554 | I | By Kenton K. Alder Family Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares released on February 3, 2016 in connection with the vesting of performance-based restricted stock units granted on February 28, 2013.
- F2The shares were sold pursuant to a 10b5-1 Sales Plan.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.14 to $5.6, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.