SEC Form 4 · accession 0001209191-15-050110
TTM TECHNOLOGIES INC · TTMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenton K Alder
Director
Period of report
Jun 2, 2015
Accepted (ET)
Jun 4, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 2, 2015 | S | 30,000 | $10.5002 | D | 204,554 | I | By Kenton K. Alder Family Living Trust |
| Common Stock | Jun 2, 2015 | M | 8,201 | $8.67 | A | 53,850 | D | |
| Common Stock | Jun 2, 2015 | S | 8,201 | $10.67 | D | 45,649 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $8.67 | Jun 2, 2015 | M | 8,201 | D | — | Nov 3, 2015 | Common Stock | 8,201 | 0 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.51, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F325% of the options vested and became exercisable on each anniversary of the November 3, 2005 date of the grant.