SEC Form 4 · accession 0001209191-15-046116
TTM TECHNOLOGIES INC · TTMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas L Soder
Officer — EVP & President, North America
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2015 | M | 1,666 | $5.78 | A | 154,493 | D | |
| Common Stock | May 20, 2015 | M | 1,666 | $7.85 | A | 156,159 | D | |
| Common Stock | May 20, 2015 | S | 26,951 | $10.00 | D | 129,208 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $5.78 | May 20, 2015 | M | 1,666 | D | — | Feb 12, 2019 | Common Stock | 1,666 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $7.85 | May 20, 2015 | M | 1,666 | D | — | May 7, 2019 | Common Stock | 1,666 | 0 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan.
- F2One-third of the options vested and became exercisable on each anniversary of the date of the grant beginning on February 12, 2010.
- F3One-third of the options vested and became exercisable on each anniversary of the date of the grant beginning on May 7, 2010.